Free Series 99 Exam Question - NEW

Here is a great Series 99 Exam question from the Basic knowledge Associated with Broker Dealer Operations section of the Series 99:

Which of the following inter-dealer trades does not settle in clearinghouse funds?


A) OTC stocks

B) GO bonds

C) Corporate bonds

D) U.S. government bonds



ANSWER: D

Trades in securities backed by the federal government are settled in federal funds, not clearinghouse funds.

Take Free Series 99 Exam Questions on our site at:

http://www.securitiesce.com/web/pages/series99/index.php

Series 7 Exam Information - Options

Here is some great series 7 exam information regarding how buyers and sellers of options manage, enter and  exit option trades

Managing an Option Position


Both the buyer and seller, in an option trade, establish the position with an opening transaction. The buyer has an opening purchase and the seller has an opening sale. To exit the option position, an investor must “close out” the position. The buyer of the option may exit their position through:


 A Closing Sale

 Exercising The Option

 Allowing The Option To Expire


The Seller of an option may exit or close out their position through:


 A Closing Purchase

 Having the Option Exercised or Assigned to Them

 Allowing The Option to Expire


Most individual investors do not exercise their options and will simply buy and sell options in much the same way as they would buy or sell other securities.

Take some free Series 7 Exam questions on our site:

http://www.securitiesce.com/web/pages/series7/index.php

New Line of Series 99 Exam Training!

The Securities Institute of America Introduces New Line of World Class Training Materials for the Series 99 Exam!

The Securities Institute introduces a new line of training materials for the series 99 exam. This new series 99 training solution features online exam software with 10 levels of customization, social peer to peer learning in live online study groups and real time tracking and reporting for managers and training directors.

New York, NY (PRWEB) July 9, 2012 -- The Securities Institute of America, a premiere provider of exam training materials for securities professionals, today has announced that it has introduced a new line of world class training materials for the Series 99 exam featuring dynamic online testing with social peer to peer learning for financial professionals preparing to take the series 99 exam.

The Securities Institute of America, Inc. has helped thousands of financial professionals pass their securities pre - licensing exams. The Institute offers premium quality textbooks, state of the art exam simulators, live and online classes for all securities pre licensing and continuing education needs. Students who are preparing for their exams can sample and view all of our products by visiting The Institute's Website at http://www.securitiesce.com/


Jeffrey Van Blarcom, Managing Director, adds "The Securities Institute of America is extremely pleased to introduce our series 99 training solution featuring the next generation of world class exam prep software. Our new online exam prep software is the most advanced and dynamic online exam prep product offered in the market today. Students preparing for the exams create fully randomized tests by selecting the topics, number of questions, and how and when answers are revealed. The software has many additional levels of customization to allow students to drill down deeper and to further customize their testing to pinpoint the exact area the student wants to focus on. Once the student is confident in the application of the knowledge they may move on to fully randomized final exams created by our software system. This is a huge improvement to the static online exams currently available. “


Social Learning


Students who are testing using our online exam prep software can join live study groups while taking practice questions to discuss exam topics, exam questions, and test taking strategies Live 24 x 7. Students can also get help directly from an instructor when available.


Test, Track & Interact


Students may take practice exams using any PC, Mac, Iphone, Ipad, Blackberry or Android device. Managers and Training Directors can view real time dynamic reports of their agents’ progress. Managers and Training Directors can interact live online with their agents and can schedule, manage and lead live group study sessions


“There is nothing like our online exam prep software, it is truly amazing. For over 15 years The Securities Institute has been the leading developer of exam training technology for the securities industry. The Securities Institute is committed to providing the most updated material available. We continuously update our products and are constantly working on developing new and innovative ways to meet our students’ exam preparation needs” said Van Blarcom.

About The Securities Institute of America



The Securities Institute of America, Inc. was founded by a diverse group of Wall Street professionals for Wall Street professionals. Our team's experience brings you the information and knowledge required for your success in the financial services industry. The Securities Institute of America, Inc. offers clients world class training and consulting services. It is this high level of professionalism that makes our team requested by name at some of the largest financial firms in the world. The Securities Institute of America, Inc. provides a unique blended learning experience to each of its students, offering customized learning solutions to each individual based on their personal ability to learn. The Securities Institute of America, Inc. offers premium quality text books, state of the art exam simulators, live and online classes for all securities pre-licensing and continuing education needs. Students who are preparing for their exams can sample all of our products on our website. To learn more about The Securities Institute of America, Inc. visit us on the Web at http://www.securitiesce.com/



Take some free series 99 exam questions on our site at:

http://www.securitiesce.com/web/pages/series99/index.php

A Series 24 Exam Question!

Here is a great series 24 exam question from the Supervision of Brokerage Office Operations section of the series 24 exam:

When a customer enters a sell order and the customer is in possession of the certificates, a broker dealer must determine all of the following except:


A) Whether the securities are in deliverable form

B) The location of the securities

C) Whether the client can make delivery promptly

D) Whether the transfer agent has accepted the securities

ANSWER:

D) A firm must make an affirmative determination and be reasonably sure the client can make prompt delivery. Approval of the transfer agent is not a factor when accepting a sell order.

Take some free series 24 exam questions on our site at:

http://www.securitiesce.com/web/pages/series24/index.php

Series 24 Exam Question!

Here is a great series 24 exam question from the Supervision of Brokerage Office Operations section of the series 24 exam:

When a customer enters a sell order and the customer is in possession of the certificates, a broker dealer must determine all of the following except:


A) Whether the securities are in deliverable form

B) The location of the securities

C) Whether the client can make delivery promptly

D) Whether the transfer agent has accepted the securities

ANSWER:

D) A firm must make an affirmative determination and be reasonably sure the client can make prompt delivery. Approval of the transfer agent is not a factor when accepting a sell order.

Take some free series 24 exam questions on our site at:

http://www.securitiesce.com/web/pages/series24/index.php

Series 99 Exam Training

The Securities Institute of America Introduces New Line of World Class Training Materials for the Series 99 Exam

The Securities Institute introduces a new line of training materials for the series 99 exam. This new series 99 training solution features online exam software with 10 levels of customization, social peer to peer learning in live online study groups and real time tracking and reporting for managers and training directors.

New York, NY (PRWEB) July 9, 2012 -- The Securities Institute of America, a premiere provider of exam training materials for securities professionals, today has announced that it has introduced a new line of world class training materials for the Series 99 exam featuring dynamic online testing with social peer to peer learning for financial professionals preparing to take the series 99 exam.

The Securities Institute of America, Inc. has helped thousands of financial professionals pass their securities pre - licensing exams. The Institute offers premium quality textbooks, state of the art exam simulators, live and online classes for all securities pre licensing and continuing education needs. Students who are preparing for their exams can sample and view all of our products by visiting The Institute's Website at http://www.securitiesce.com/


Jeffrey Van Blarcom, Managing Director, adds "The Securities Institute of America is extremely pleased to introduce our series 99 training solution featuring the next generation of world class exam prep software. Our new online exam prep software is the most advanced and dynamic online exam prep product offered in the market today. Students preparing for the exams create fully randomized tests by selecting the topics, number of questions, and how and when answers are revealed. The software has many additional levels of customization to allow students to drill down deeper and to further customize their testing to pinpoint the exact area the student wants to focus on. Once the student is confident in the application of the knowledge they may move on to fully randomized final exams created by our software system. This is a huge improvement to the static online exams currently available. “


Social Learning


Students who are testing using our online exam prep software can join live study groups while taking practice questions to discuss exam topics, exam questions, and test taking strategies Live 24 x 7. Students can also get help directly from an instructor when available.


Test, Track & Interact


Students may take practice exams using any PC, Mac, Iphone, Ipad, Blackberry or Android device. Managers and Training Directors can view real time dynamic reports of their agents’ progress. Managers and Training Directors can interact live online with their agents and can schedule, manage and lead live group study sessions


“There is nothing like our online exam prep software, it is truly amazing. For over 15 years The Securities Institute has been the leading developer of exam training technology for the securities industry. The Securities Institute is committed to providing the most updated material available. We continuously update our products and are constantly working on developing new and innovative ways to meet our students’ exam preparation needs” said Van Blarcom.

About The Securities Institute of America



The Securities Institute of America, Inc. was founded by a diverse group of Wall Street professionals for Wall Street professionals. Our team's experience brings you the information and knowledge required for your success in the financial services industry. The Securities Institute of America, Inc. offers clients world class training and consulting services. It is this high level of professionalism that makes our team requested by name at some of the largest financial firms in the world. The Securities Institute of America, Inc. provides a unique blended learning experience to each of its students, offering customized learning solutions to each individual based on their personal ability to learn. The Securities Institute of America, Inc. offers premium quality text books, state of the art exam simulators, live and online classes for all securities pre-licensing and continuing education needs. Students who are preparing for their exams can sample all of our products on our website. To learn more about The Securities Institute of America, Inc. visit us on the Web at http://www.securitiesce.com/



Take some free series 99 exam questions on our site at:

http://www.securitiesce.com/web/pages/series99/index.php

Free Series 99 Exam Question

Here is a great Series 99 Exam question from the Basic knowledge Associated with Broker Dealer Operations section of the Series 99:

Which of the following inter-dealer trades does not settle in clearinghouse funds?


A) OTC stocks

B) GO bonds

C) Corporate bonds

D) U.S. government bonds



ANSWER: D

Trades in securities backed by the federal government are settled in federal funds, not clearinghouse funds.
 
Take Free Series 99 Exam Questions on our site at:
 
http://www.securitiesce.com/web/pages/series99/index.php