Tuesday, October 24, 2006

If I have my series 6 and I want to sell stocks do I have to take the series 7?

A student recently asked this question. To answer the students question the answer is no. You do not have to take the series 7 to sell stock. The student may take the series 62 exam and will be able to sell corporate securities including stocks and bonds. This is a good alternative to the series 7 exam for the person who does not need to transact business in options or municipal securities. Take some free series 62 questions on our website at: http://www.securitiesce.com/web/pages/series62/index.php

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