What is a Person?

Students often have difficulty on the Series 63 and series 66 exams remembering that a person is more than just a natural person. A person on the series 63 and series 66 exams is ANY entity that can enter into a legally binding contract. Keeping this in mind will help you remember that corporations, broker dealers, partnerships and associations are persons on the exam. Take some free questions on our site at www.securitiesce.com