A Series 26 Sample Question

The following is a great example of a series 26 test question:

A registered broker dealer must do which of the following ?

I. Pay SIPC dues
II. Display the SIPC sign
III. Post a fidelity bond
IV. Obtain fingerprint record for associated persons

A) I only
B) III and IV
C) II and III
D) I , II, III, IV

D) A registered broker dealer is required to do all of the items listed

Take some free series 26 sample questions on our site at:
http://www.securitiesce.com/web/pages/series26/index.php