FINRA EXAMS - FINRA EXAM TRAINING

FINRA The Financial Industry Regulatory Authority was created by the merger of the NYSE and NASD regulatory bodies created to reduce redundancy in oversight and regulation among the Self Regulatory Organizations. On December 15, 2008 the new FINRA Rulebook began to take effect. Financial services professionals who are preparing to take a FINRA exam are advised to be aware of this fact. . The Securities Institute has been monitoring these regulatory developments closely and working with officials to ensure clear interpretations are provided to all of our clients and students who need to pass their securities licensing exams. Take some free exam questions on our site at: www.securitiesce.com