FINRA'S New Fees For Changing or Canceling a Securities Exam

FINRA has published the following fees for test takers who change or cancel their exams between 3- 10 days of their test date:


Series 3 Exam
National Commodity Futures (CR)
Fee $52.50

Series 4 Exam
Registered Options Principal (OP)
Fee $45.00

Series 6 Exam
Investment Company Products/Variable Contracts Representative (IR)

Fee $42.50

Series 7 Exam
General Securities Representative (GS)

Fee $132.50

Series 9 Exam
General Securities Sales Supervisor Options Module (SU)

Fee $35.00

Series 10 Exam
General Securities Sales Supervisor General Module (SU)

Fee $55.00

Series 11 Exam
Assistant Representative-Order Processing (AR)

Fee $35.00

Series 14 Exam
Compliance Officer (NYSE-CO)

Fee $160.00

Series 16 Exam
Supervisory Analyst (NYSE-SA) [one or two parts depending on NYSE requirements]

Fee $52.50

Series 17 Exam
Limited Registered Representative (IE)

Fee $35.00

Series 22 Exam
Direct Participation Programs Representative (DR)

Fee $42.50

Series 23 Exam
General Securities Principal Sales Supervisor Module (GP)

Fee $42.50

Series 24 Exam
General Securities Principal (GP)

Fee $52.50

Series 26 Exam
Investment Company Products/Variable Contracts (IP)

Fee $42.50

Series 27 Exam
Financial and Operations Principal (FN)

Fee $52.50

Series 28 Exam
Introducing Broker/Dealer Financial and Operations Principal (FI)

Fee $42.50

Series 30 Exam
Branch Managers Examination - Futures

Fee $35.00

Series 31 Exam
Futures Managed Funds Examination

Fee $35.00

Series 32 Exam
Limited Futures Exam-Regulations

Fee $35.00

Series 34 Exam
Retail Off-Exchange Forex Examination

Fee $35.00

Series 37 Exam
Canada Module of S7 (CD) [Options Required]

Fee $80.00

Series 38 Exam
Canada Module of S7 (CN) [No Options Required]

Fee $80.00


Series 55 Exam
Limited Representative-Equity Trader Examination (ET)

Fee $47.50

Series 56 Exam
Proprietary Trader Examination (PT)

Fee $40.00

Series 62 Exam
Corporate Securities Limited Representative (CS)

Fee $40.00

Series 63 Exam
Uniform Securities Agent State Law Exam (AG)

Fee $48.00

Series 65 Exam
NASAA-Investment Advisors Law Exam (RA)

Fee $67.50

Series 66 Exa
NASAA-Uniform Combined State Law Exam (AG and/or RA)

Fee $64.00

Series 72 Exam
Government Securities Representative (RG)

Fee $47.50

Series 79 Exam
Limited Representative - Investment Banking (IB)

Fee$132.50

Series 82 Exam
Limited Representative-Private Securities Offerings (PR)

Fee $40.00

Series 86 Exam
Research Analyst (RS) Part I Analysis Module

Fee $80.00