Series 7 Exam Topic

Business Continuity and Disaster Recovery Plan




One of the regulations developed as a result of the attack on 9/11 is the requirement for FINRA member firms to develop and maintain plans and back up facilities to ensure that the firm can meet its obligations to its customers and counterparties in the event that its main facilities are damaged, destroyed or are inaccessible. The plan must provide for alternative means of communication as well as data backup. The Plan must be approved by a senior member of the firm’s management team and must provide plans to ensure customers have access to their funds. The plan must be provided to FINRA upon request and must identify two members of senior management as emergency contacts, one of which must be a registered principal with the firm.


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Series 7 Exam Update

Series 7 Test takers should be aware that trades must now be reported to the tape within 30 seconds. This is a change from the previous requirement of 90 seconds.Take some free series 7 questions on our site at:

http://www.securitiesce.com/web/pages/series7/index.php

Series 7 Exam Update

Series 7 Test takers should be aware that trades must now be reported to the tape within 30 seconds. This is a change from the previous requirement of 90 seconds.

Take some free series 7 questions on our site at:

http://www.securitiesce.com/web/pages/series7/index.php

Series 7 Exam - Series 7 Exam Question

Here is a great option question for the series 7 exam.

A US importer is buying $10,000,000 worth of goods from a Japanese manufacturer. The payment will be made 6 months from now in Japanese Yen. To hedge themselves the US importer would do which of the following ?

A) Buy puts on the US dollar
B) Buy calls on the US dollar
C) Buy Puts on the Japanese Yen
D) Buy Calls on the Japanese Yen

Take some Free series 7 questions on our site at:

http://www.securitiesce.com/web/pages/series7/index.php


D) US importers will always buy calls on the foreign currency to hedge themselves. The Dollar based answer is always wrong. There are no options trading on the US dollar in the US.

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New Online Study Solutions For The Series 6 Exam and Series 7 Exam

The Securities Institute introduces a new on demand product line to ensure success on the series 6 and 7 exams.

New York, NY 23, 2009 -- The Securities Institute of America, a premiere provider of exam training materials for securities professionals, today has announced that it has introduced a new line of online exam preparation courses for financial professionals preparing to take the series 6 exam and series 7 exam.

The Securities Institute of America, Inc. has helped thousands of financial professionals pass their securities pre licensing exams. The Institute offers premium quality textbooks, state of the art exam simulators, live and online classes for all securities pre licensing and continuing education needs. Students who are preparing for their exams can get their test software instantly installed on their computer without being required to be online after installation by visiting The Institute's Website at http://www.securitiesce.com

Jeffrey Van Blarcom, Managing Director, adds "The Securities Institute of America is extremely pleased to introduce a new world class solution for securities industry professionals who need to complete the series 6 and 7 exams. Our new studio quality streaming videos are truly the best on demand study solution available. Students may watch our videos from any computer with an internet connection. Students watch a studio quality video while simultaneously viewing a scrolling slide presentation of the material. Students may fast forward, rewind and may move seamlessly between exam topics to pinpoint the exact area they want to focus on. Students may also print out the slides to take notes and can receive assistance from an instructor through the online course. Our Series 6 and 7 online courses join our series 24, 26, 63, 65 and 66 online course catalog. The Securities Institute is committed to providing the most updated material available. We continuously update our products and are constantly working on developing new and innovative ways to meet our student's exam preparation needs."

About The Securities Institute of AmericaThe Securities Institute of America, Inc. was founded by a diverse group of Wall Street professionals for Wall Street professionals. Our team's experience brings you the information and knowledge required for your success in the financial services industry. The Securities Institute of America, Inc. offers clients world class training and consulting services. It is this high level of professionalism that makes our team requested by name at some of the largest financial firms in the world. The Securities Institute of America, Inc. provides a unique blended learning experience to each of its students, offering customized learning solutions to each individual based on their personal ability to learn. The Securities Institute of America, Inc. offers premium quality text books, state of the art exam simulators, live and online classes for all securities pre-licensing and continuing education needs. Students who are preparing for their exams can get their test software instantly installed on their computer without having to be online after installation. To learn more about The Securities Institute of America, Inc. visit us on the Web at http://www.securitiesce.com or call us at 877 218 1776