Tuesday, December 18, 2007

Series 9 Tutoring

Many students need a little extra help to successfully pass their series 9 exam. For students who may be having trouble areas such as options markets or option compliance, a series 9 tutor may be the perfect solution. A series 9 tutor is also a perfect solution for busy agents who simply do not have the time to attend a class. Private in person tutoring, virtual and phone tutoring are all available from coast to coast to help ensure that you pass your series 9 exam. Call The Securities Institute today to discuss which option may be the best option for you at 877 218 1776.

Take some free series 9 Questions on our site at:
http://www.securitiesce.com/web/pages/series9/index.php

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Series 9 tutor

Many students need a little extra help to successfully pass their series 9 exam. For students who may be having trouble areas such as options markets or option compliance, a series 9 tutor may be the perfect solution. A series 9 tutor is also a perfect solution for busy agents who simply do not have the time to attend a class. Private in person tutoring, virtual and phone tutoring are all available from coast to coast to help ensure that you pass your series 9 exam. Call The Securities Institute today to discuss which option may be the best option for you at 877 218 1776.

Take some free series 9 Questions on our site at:
http://www.securitiesce.com/web/pages/series9/index.php

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Thursday, November 15, 2007

Should I take the Series 24 exam or the series 9/10 exam?

The Series 9 and series 10 exams register an individual as a General Securities Sales Supervisor and is a limited principal examination. It qualifies an individual to supervise sales activities of a broker/dealer who are members of an exchange, The Municipal Securities Rulemaking Board, and FINRA, The Series 9/10 qualifies the branch manager to supervise sales activities in corporate securities (equity and debt), investment company products and variable contracts, municipal securities, options, government securities and direct participation programs The General Securities Sales Supervisor Exam does not allow the sales supervisor/branch manager to supervise underwriting, trading, advertising, or overall firm compliance.

The Series 24, General Securities Principal Exam, qualifies a candidate as a general securities principal for FINRA only. Passing the Series 24, allows an individual to supervise all areas of the member's investment banking and securities business, such as underwriting, trading and market making, advertising, or overall compliance. While the scope of the general securities principal's supervisory authority is broader than the Series 9/10, the Series 24 is limited in the products that it covers. The general securities principal qualification does not cover government securities, municipal securities and options.

Take some free series 24 exam questions on our site at:
http://www.securitiesce.com/web/pages/series24/index.php

Take some free series 9 exam questions on our site at:

http://www.securitiesce.com/web/pages/series9/index.php

Take some free series 10 exam questions on our site at:

http://www.securitiesce.com/web/pages/series10/index.php

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Friday, May 11, 2007

The Securities Institute Introduces Series 9 & series 10 exam textbooks and software

The Securities Institute of America is extremely pleased to introduce a world class solution for securities industry professionals who need to complete the series 9 and 10 General Securities Sales Supervisor exams. The Securities Institute is committed to providing the most updated material available. We continuously update our products and are constantly working on developing new and innovative ways to meet our student's exam preparation needs. We will be introducing live virtual classes and audios available in an instant download format in the next few weeks.

Series 9 exam textbooks and software:

http://www.securitiesce.com/web/pages/series9/index.php

Series 10 exam textbooks and software:

http://www.securitiesce.com/web/pages/series10/index.php

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