Tuesday, October 17, 2006

Why Do I Need to Take The Series 63 Exam?

If I have passed the series 7 why do I need to take the series 63? We get this a lot. The series 7 exam allows a registered rep to conduct a general securities business. The series 63 allows a registered rep to conduct business with the public. Currently over 40 states require that an agent pass the series 63 exam in addition to passing their series 6, series 7 or series 62 exams before they are allowed to conduct securities business with state residents. Some exceptions to the series 63 requirement are New Jersey and Florida. Take some free series 63 practice questions on our site at: http://www.securitiesce.com/web/pages/series63/index.php

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