Thursday, December 07, 2006

Series 6 Exam Questions

Here is a good example of a series 6 exam question from the evaluation of customers section.

A conservative investor is extremely concerned about preserving the money she has saved; an appropriate investment for her would be:

A) Preferred Stock
B) Common Stock
C) A growth mutual fund
D) High grade corporate bonds

D) High-grade corporate bonds would have the least risk and would be the most appropriate investment for this client.

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