Series 24 Test Tip

Here is a good thing to remember for your series 24 exam.

Firms must report short interest positions in all securities—including NASDAQ, NYSE Alternext US LLC,1 NYSE, NYSE Arca and OTC equity securities—through a single source on a bi-monthly basis: FINRA's Web-based Regulation Filing Applications (RFA) system Firms must designate each issue symbol contained in their short interest reports with the correct exchange/market code

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