Series 7 Exam Question

We have been asked a number of questions lately regarding so called "dark pools". Dark pools are alternative trading venues or systems where large institutions can execute orders anonymously without divulging to the general market the fact that the institution is  buying or selling the security in question.  These systems have allowed the institutions to purchase or sell securities without impacting the market price for the security as a result of the market watching the institution's orders being entered in a traditional market place such as the NASDAQ or the NYSE. Regulation ATS has required many of these alternative trading systems to register as broker dealers or ECNs.

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