Series 24 exam questions

Series 24 exam questions

Here is a good example of a series 24 exam question:

A purchaser's representative may not do all of the following except:

A) Receive a blanket appointment to represent the investor for all private placements
B) Be an officer, director or affiliate of the issuer
C) Be an employee of the issuer
D) Be a relative of the prospective purchaser who is affiliated with the issuer


D) If the investor's representative is a close relative that is affiliated with the issuer they may still represent the purchaser.

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